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Friday, 1 August 2008

How far were the middle-classes the ruling class?

The rise of the bourgeoisie or middle-classes has often been used in ways that imply a reference to the country’s dominant group.[1] Before examining the development of the middle-classes in the nineteenth century it is important to consider the relative power of the aristocracy and the emergent bourgeoisie.

Wealth-holding

There are two major sources of extensive quantitative data that have been used by W.D. Rubinstein to analyse the relative wealth of different groups of property owners: the value of individual property at death as recorded in probate calendars and assessments of incomes in different districts made by the Inland Revenue for the purposes of taxation. Each of these measures is subject to some technical qualifications for, even before the imposition of heavy death duties on inherited wealth in the twentieth century, the rich may still have had other reasons to dispose of some of their property before death. Tax assessments of the living promise a solution to this problem but the measurement of income by area of residence is likely to undervalue the importance of capital holdings in other districts[2]. Despite criticisms, a clear picture emerges from his data. First, the wealth of landowners was predominant for longer than many historians have assumed. Secondly, among the increasingly important non-landed wealth-holder, industrial employers came third behind bankers and merchants with only 30-40 per cent of non-landed fortunes at their mid nineteenth century peak.

Until the 1880s over half of the very wealthiest still had the bulk of their property in land. Even when income from rents began to fall from the 1870s, large landowners were able to increase their incomes from coal and mineral royalties and from urban rents, while landowners of all sizes were able to supplement their incomes by diversifying into commercial and financial activities in the City of London, then experiencing rapid growth because of its emergence as the major service centre for the world economy. As a result of this, there was also a marked concentration of non-landed wealth in London, particularly the City, and this was to be found at the level of the middle-classes as well as the very rich. Within the industrial regions much the same pattern is repeated: centres of commerce like Liverpool contained the highest general levels of wealth and even in a city like Manchester only one out of six recorded millionaires was a cotton manufacturer, the others were bankers and merchants.

The growth of manufacturing employment and of the wealth of employers in the northern industries was undoubted but their fortunes were only impressive a small town level. This was partly the result of the limited nature of their ambitions for prosperous family-based firms, as well as of the greater uncertainty and lower rate of return from productive activity in comparison with landownership and finance and it was closely connected with manufacturers’ general avoidance of heavy fixed investment in plant and equipment. The result was that, even within their own regions, the manufacturers were still overshadowed by the landowning classes.

Political power

The Reform Act 1832, traditionally regarded as the beginnings of middle-class political power, cannot be taken as an index of the rise to power of the industrial bourgeoisie. The new franchise certainly increased the representation of the urban middle-class but it was also designed to reduce the power of newly wealthy owners of corrupt boroughs and to restore the traditional influence of the landed interest. As late as the 1860s, almost two-thirds of the country’s MPs came from landed backgrounds, over one-third were hereditary aristocrats and around half of the cabinets of both parties were still aristocratic.[3]

It was not until after the Reform Act 1867 that the first major changes in the nature of the political elite began to emerge. The Act extended the franchise to certain sections of the urban working-classes and this led to the replacement of local patterns of influence with professionally organised political machines. It was accelerated by further extensions of the franchise in 1884 but also by such reforms as the Secret Ballot Act 1872, the restriction of candidates’ spending on elections by the Corrupt Practices Act 1883, the dilution of the aristocracy through awards of peerages in recognition of wealth and political service that began in 1885, and the establishment of elections for local government in the counties in 1888 and 1894.

It is probably fair to talk of a major restructuring of the British Establishment from the 1870s but how far did the middle-classes benefit from this? It did not give the provincial manufacturers a greatly enhanced position of power at the national level.[4] Membership of the ruling circle was being extended to include larger numbers of bankers and merchants but few manufacturers. However, though the great country houses were being displaced from the centre of political power, the network of power and influence was based even more firmly in the south of the country and the aristocracy still remained the leading group within the ruling classes. Who held what position and what social classes they came from may be less important that how and in whose interests they acted. It can be argued that the industrial bourgeoisie was able to exert sufficient pressure on the nation’s political elite to get the kind of government it wanted. However, the challenge to which the restructuring of the Establishment was a response seems to have come less from industrial employers than from occupationally-based pressure groups among both the professional middle-classes and the working-classes that had been able to win major reforms in the 1860s and 1870s and were to make important advances in the 1890s and 1900s.

Lancashire factory owners became a substantial group in the House of Commons after 1832 but their effectiveness was limited by internal political divisions and by their inability to create external alliances with other parliamentary groupings. In the longer term, the factory owners became less active in politics and more conservative in their social behaviour. Their strong attachment to the Tory Party echoed the traditional allegiance of the Lancashire aristocracy. The one apparent assertion of industrial against the landed interest was the debate over the Corn Laws that led to their eventual repeal in 1846. Repeal was directly advantageous to manufacturers who had a direct interest in keeping food prices down. Repeal, however, was by no means disadvantageous to the aristocracy much of whose land was devoted to pastoral farming and whose rents from arable land were in any case largely maintained for the duration of the long mid-century boom. It was the tenant farmer who stood to suffer most. The Anti-Corn Law League should be seen as a popular radical campaign that secured an unusual amount of financial backing from manufacturers because of the economic benefits they expected. Repeal should be seen as a result of aristocratic concession to popular opinion during a short-term crisis rather than of the long-term growth of bourgeois political power.

The middle-class ‘victory’ of 1846 was atypical of their success in this period and did not mark the beginnings of middle-class control of the political system. In this way it is possible to explain why the significant limitation of the hours of work in factories contained in the 1847 Factory Act was passed ion the face of strong opposition from most of the Lancashire manufacturers and why it was a further twenty years before the next instalment of parliamentary reform. Similar pattern can be seen in the 1870s, not only in the widespread aristocratic support for agricultural labourers’ demands but also in government attitudes towards labour policy in general. The main line of government policy was a liberal one of not only recognising but even strengthening the rights of employees to bargain collectively over wages and conditions. It had been possible for Britain’s ruling elite, based as it was on landownership, commerce and increasingly on foreign finance, to maintain social stability through liberal concessions to pressure from below without having the sacrifice its own immediate political and economic interest.

So if the position of manufacturers within the British ruling classes was a marginal one, what power did they have within their own industrial regions? It has long been held that, given their wealth, it would be surprising if they had not exercised considerable local power. However, what is striking about most of the recent research is the emphasis on the limits of that power, at least within the political arena. First, there was a clear counterweight to the provision of employment on the development of towns and that was the ownership of land: aristocratic influence persisted in many industrial towns until at least the 1870s. Secondly, there were other competing non-landed groups, above all the mercantile, retailing and professional middle-classes, who were in general more active in local politics than manufacturers. In Bolton and Salford, for example, over half the councillors in the 1840s had been manufacturers but this had fallen to under 40 per cent by the 1870s and continued to decline thereafter.

It would seem that the political dominance of manufacturers was confined to the smaller industrial towns and even there it would not have been unlimited. The powers of local government were acquired either by special private bills that had to be approved by Parliament, or by national permissive acts that generally required the establishment of more democratic local procedures.

Cultural influences

The middle-classes had a relatively lowly status in terms of wealth-holding and political power, but can it be seen as a leading or ‘hegemonic’ class in terms of its ability to shape policy through its impact on the attitudes and values of the country as a whole? How far did it mould society in its own image and indirectly influence the behaviour of the more prominent actors, who were after all themselves major property owners? Harold Perkin contrasted the ‘entrepreneurial ideal’ of the emergent middle-classes with the ‘aristocratic’ ideal but this characterisation has been questioned. It is difficult to define ‘bourgeois’ as opposed to ‘aristocratic’ values and it is perhaps better to avoid such intractable general problems and to focus on the simpler questions of whether the specific interests of manufacturers were represented in the attitudes and values of the ruling classes.

If the country’s literary culture is taken as an index of the concerns of its rulers, it is clear that in Britain manufacturers, far from reshaping dominant attitudes, were consistently rejected unless they conformed to existing social values. Economic success was viewed with some suspicion -- money was rootless and without the reciprocal obligations and duties of landowning. Up to the 1760s attitudes were ambiguous, but thereafter the trend was distinctly towards literary condemnation of new wealth reaching its peak in the rejection of provincial manufacturers between the 1840s and the 1930s. The only route to acceptance and ‘respectability’ was to adopt the values of civilised culture and public service associated with the ‘gentleman’, and later the professional man, and to abandon the values of mere money-making and sectional interest associated with new wealth. These elite values had an effect on the industrial bourgeoisie itself. Many of its members lived in town houses or holidayed at coastal resorts located on large landed estates. Most aspired to acceptance by the Establishment. The wealthier among them sent their sons to public schools and bought their own landed estates. Those who were active in political life did so in parties led by the aristocracy.

It is, however, clear that there was a significant space for the cultural influence of non-landed groups within the industrial regions. Here research parallels that on political influence with merchants, retailers and professionals just as active, if not more so, than manufacturers and there were important political and religious differences within local middle-classes.

Conclusions

The view of the nineteenth century as one in which all groups of property owners, landed and non-landed, were increasingly integrated into a new ruling class after 1850 can be questioned. Given the weight of evidence on the different economic functions, different geographical locations and different access to wealth and power of the groups involved, it is difficult to establish a viable case for this. In many respects the problem has arisen because of a misreading of the emergence of middle-class power in the first half of the century. It is true that the middle-classes were given[5] the vote in 1832, municipal government was reformed in 1835, they managed to get the Corn Laws repealed in 1846[6] and their ideological stance, characterised by ‘respectability’, was of growing significance. But these all occurred within a framework of aristocratic economic and political power.

There is little doubt that the ‘power’ of the middle-classes, however it is construed, did increase and that they became more influential in determining policy directions and agendas. However, this does not mean that they acquired political power in any meaningful sense. Political power in 1914 lay, to a considerable degree, where it had in 1832 with the aristocratic elite. Like the gap between the popular image and the reality of the aristocracy, the concept of the bourgeoisie was not wholly in accord with the realities of middle-class life. To talk of the bourgeoisie is not to employ a precise description so much as to imply a certain status or quality common to all those who ranked between the gentry and the working-class in the social hierarchy.


[1] There is less literature on the middle-classes in the nineteenth and early twentieth century than for the labouring population. Lawrence James The Middle Class: A History, Little, Brown, 2006 is an exhaustive study. I. Bradley The English Middle Classes are Alive and Kicking, Collins, 1982 takes a longer perspective but contains a few pages of assistance.  D. Read The English Provinces c.1760-1960: a study in influence, Edward Arnold, 1964 is a tentative attempt to explore provincial society where the middle-classes were at their strongest. T.J. Nossiter Influence, Opinion and Political Idioms in Reformed England: Case Studies from the North-East 1832-1874, Harvester, 1975 and G. Crossick and H.G. Hauge Shopkeepers and Master Artisans in Nineteenth-Century Europe, Methuen, 1984 contain some useful comments on the 'shopocracy'.  J.R. Vincent Pollbooks: How Victorians Voted, CUP, 1968 is a valuable examination of a major source of middle-class political strength and much else.  For the development of the professions see W.J. Reader Professional Men: the rise of the professional classes in Victorian England, Weidenfeld, 1966. G. Best Mid-Victorian Britain 1851-1875, Weidenfeld, 1971 has essential discussions of 'respectability' and 'the gentleman'.  J.M. Bourne Patronage and Society in Nineteenth Century England, Edward Arnold, 1986 is excellent for the changing notion of 'patronage' and its effects on the middle-classes. G. Crossick (ed.), The Lower Middle Class in Britain 1870-1914, Croom Helm, 1977 is the most useful collection of papers and G. Anderson Victorian Clerks, Manchester, 1976 deals with an increasingly numerous occupational group.

[2] W.D. Rubenstein Men of Property: The Very Wealth in Britain since the Industrial Revolution, Croom Helm, 1981, Elites and the Wealthy in Modern British History, Methuen, 1987 and Wealth and Inequality in Britain, Faber, 1988 provide valuable analyses of wealth-holding, point to the relatively low standing of manufacturers and argue that few businessmen brought landed estates and that the aristocracy was a closed elite.

[3] G.R. Searle Entrepreneurial Politics in Mid-Victorian Britain, OUP, 1993 is the clearest modern statement of the position of the middle-classes in politics.

[4] The economic strength of this group, measured in terms of their share of the national wealth, began to decline from the 1870s under pressure from foreign competition.

[5] The use of the phrase 'were given the vote' is informative. It implies concession from the aristocratic elite.

[6] The chronology of repeal is again informative. Repeal occurred as a result of famine in Ireland rather than as a result of pressure from the League. Sir Robert Peel's resignation speech in mid 1846, where he praised the role of Richard Cobden and the League, misrepresented their significance and has misled historians ever since.

Thursday, 31 July 2008

The middle-classes: who were they?

Though there are important differences in their approach, historians generally agree that the central features of modern British society were crystallised during the nineteenth century. Defining the beginning and the end of this process of change has proved difficult, but it would probably be generally accepted that the mid-nineteenth century marked some sort of turning-point as the new society became increasingly integrated into an effectively functioning whole and many of the conflicts that threatened its stability, especially between 1830 and 1850, seemed to have been successfully resolved.

The changing place of the middle-classes

It proved difficult for historians to establish a clear view of this change. They were often more concerned with establishing an appropriate emotional response to ‘Victorianism’. The emergence of a more detached perspective emerged in the 1960s when historians like Edward Thompson, Eric Hobsbawm and Harold Perkin began to use categories drawn from the various traditions of the social sciences to develop a more sophisticated analysis of the working-classes and to ask new questions about the broad processes of social change. The central assumption of this approach was that there had been a complete break in the nature of the social order in the first half of the nineteenth century as a result of the ‘Industrial Revolution’. Because of the trauma involved in such a fundamental transformation and because of the nature of the new social classes that it produced, it was necessary to construct a new set of social relations. The independent and dispersed small farmers and artisans of the eighteenth century had been replaced by a subordinate and concentrated factory proletariat. The traditional landed and paternalistic aristocracy had been replaced by a more or less ruthless industrial bourgeoisie. Given the increase in economic class conflict and the recurrent threat of mass popular revolt that resulted, it had therefore been necessary to introduce new methods of social control. As a result the history of the first half of the nineteenth century has been written largely in terms of the threat of dynamic social revolution, while that of the second half was written largely in terms of the success of social stabilisation.

These assumptions now seem rather simplistic and it now seems that it is more accurate to see the development of British society after 1830 in the following terms. There was a greater degree of continuity in the nature of the major social classes than has often been assumed. This view questions the existence of a major social crisis in the early nineteenth century that parallels the recent revisions of the notions of a dramatic ‘Industrial Revolution’. It is, however, misleading to point only to continuity: over these years Britain was transformed from a largely rural to a largely urban society within which levels of both population and of material consumption reached unprecedented heights. It would be equally misleading to ignore the serious stresses and strains that accompanied this transformation: above all as a result of the combined pressure of all groups within the urban population for new forms of freedom and self-government. However, much of the new wealth and new power was accumulated in the same old hands, above all those of the landlords and financiers, and much of the new productivity was achieved less by heavy investment in science-based technology and more by piecemeal innovation and the reorganisation of a largely skilled workforce.

This model calls into question the traditional assumptions about the role of the middle-classes in nineteenth century society. It asks historians to re-examine their view of the rise of the industrial bourgeoisie based on their growing economic wealth from the middle of the eighteenth century and their successful domination of social values by the middle of the nineteenth century. Both contemporaries and later historians consistently refer to non-landed property as the ‘middle-classes’ implying that, however wealthy and influential they were becoming in the nineteenth century, there still remained more powerful groups above them in the national hierarchy. Perhaps equally significantly, the standing of the highest income groups within the working-classes has often been indicated by referring to them as ‘labour aristocrats’.

The middle-classes and middle ‘classness’

Who were the ‘middle-classes’? George Kitson Clark rightly counselled caution when he pointed out that ‘Of course, the general expression ‘middle-class’ remains useful, as a name for a large section of society .... (but) it is necessary to remember that a belief in the importance and significance of the middle-class in the nineteenth century derives from contemporary opinion .... They do not always say clearly whom they have in mind, and since the possible variants are so great a modern writer should follow them with great caution....’ [1] The middle-classes can be distinguished from the aristocracy and gentry not so much by their income as by the necessity of earning a living, and at the bottom from the working-classes not by their higher income but by their property, however small, represented by stock in trade, tools or by their educational investment in skills or expertise. Yet, as J.C.D. Clark commented of the eighteenth and early nineteenth century, the divide that was emerging was not the Marxist division between aristocracy and bourgeoisie but ‘a cultural one, between the patrician landowner, banker, lawyer, clergyman or merchant on the one hand and the plebeian tradesman and manufacturer on the other....’ [2]

There may have been considerable room for agreement between capital and labour in attacking the political monopoly of the aristocracy, an agreement that was frequently reinforced by shared local, political and religious loyalty. The alliance between capital and labour was, however, often fraught by fears of bourgeois dominance and by suspicion of ‘betrayal’.[3] Paradoxically it was often the aristocracy that provided legislative support for the working-classes against opposition from manufacturers and industrialists.

The middle-classes of the mid-nineteenth century were an extremely heterogeneous body embracing at one end bankers and large industrialists with incomes from investment and profits of over £1,000 per year and at the other end small shopkeepers and clerks with annual earnings of under £50. The middle-classes can be divided into two broad groupings. The upper middle-classes were dominated by the provincial elites, a small group of men and families controlling the growing industrial complex with merchant bankers and financiers as their London equivalent. London bankers and City merchants were among the wealthiest people in the country. Most of the largest fortunes, such as those of the Rothschilds, Morrisons, Barings or Sassoons, came from commerce or finance and not from manufacturing and industry. Factory owners were usually wealthy but not immensely wealthy. The upper middle-class was in fact divided into two fairly distinct groups: the financiers and merchants of London, and the manufacturers of the North and Midlands. The former were generally wealthier, of higher social status and closer to the landed elites than the industrialists. By 1880, and perhaps earlier, Britain was as much the Clearing House of the World as the Workshop of the World.

A lower middle-class emerged in the first half of the century and consisted of three main groups: first, smaller manufacturers, shopkeepers, dealers, milliners, tailors, local brewers; secondly, the rapidly expanding ubiquitous ‘clerk’ in both business and government; and finally, the growing professionals schoolteachers, railway officials, an emergent managerial class, accountants, pharmacists and engineers. Middle-class ‘occupations’ grew from 6.5 per cent of the working population in 1851 to 7.8 per cent by 1871. Structural changes towards a larger tertiary or service sector in the late Victorian economy resulted in a growth in the number of clerical and administrative employees. Aware of their ‘caste’, they maintained an important distinction between themselves as salaried or fee-earning employees and wage-earning manual workers. Dorothy Marshall argues that ‘Some of these employments were lucrative, some poorly paid, but the men who engaged in them were united in the conviction that they were socially superior to the manual worker, however skilled. The struggling clerk, who earned less than the expert fine cotton spinner, underlined his superiority by his dress, his speech and his manners. These, and not his income, were what distinguished him from the working-class.’ [4] Little had changed when E.M. Forster wrote prosaically of England in 1910 in Howard’s End, of Leonard Bast a clerk, ‘The boy, Leonard Bast, stood at the extreme verge of gentility. He was not in the abyss, but he could see it and at times people whom he knew had dropped in and counted no more. He knew that he was poor and would admit it: he would have died sooner than confess any inferiority to the rich....’ While sharing the aspirations and values of the class above them, the lower middle-class was under constant pressure to differentiate itself from the working-classes whose ways of life they rejected. There was an unresolved tension between the need to maintain the symbols of status and the constraints of economic reality.

There was an obsession with religious certainty, moral zeal and purity and respectability but above all keeping up appearances at all costs throughout the middle-classes and this led the children and grandchildren of the late Victorians to accuse them of hypocrisy. But this was not the only or perhaps the most abiding character trait of the middle-classes. Their search was for security, comfort and peace of mind and above all for that social acceptance and approval denoted by respectability.[5] These were, as J.F.C. Harrison says ‘....not perhaps very noble strivings, especially when pursued in a competitive and individualist spirit. Materialism in an undisguised form seldom appears very attractive.... (Yet) in retrospect the years 1890-1914 have come to seem like a golden age of the middle-classes.... It was a basically conservative civilisation, alternately complacent and fearful.... Yet it should not be forgotten that criticism of the middle-class was largely endogenous. The brilliant collection of writers, intellectuals, socialists and feminists who exposed and attacked bourgeois civilisation in the 1880s and 1890s were for the most part themselves raised within it.’ [6] Being respectable essentially meant the maintaining of a respectable front and of course encouraged all the duplicities and hypocrisies fastened on by contemporary social commentators, in fiction and out of it. Historians will never conclusively settle the argument about ‘Victorian hypocrisy’.


[1] G. Kitson Clark The Making of Victorian England, Methuen, 1965, page 96.

[2] J.C.D. Clark English Society 1688-1832, CUP, 1985, page 71; see also his The Language of Liberty 1660-1832, CUP, 1993.

[3] This can best be seen in the agitation between 1830 and 1832 that led to the Reform Act. Those sections of the working-class that had supported reform got little or nothing. This led to a powerful sense of betrayal that led logically into the demands of the Chartists for universal suffrage.

[4] D. Marshall Industrial England 1776-1851, Routledge, 1973, page 96.

[5] The briefest discussion of respectability can be found in G. Best Mid-Victorian Britain 1851-1875, Fontana, 1979, pp. 279-286.

[6] J.F.C. Harrison Late Victorian Britain 1875-1901, Fontana, 1991, pp. 65-66.